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Eritrea - Yemen Arbitration

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AWARD
Phase II: Maritime Delimitation

CHAPTER IV - The Traditional Fishing Regime

87. In paragraph 526 of its Award on Territorial Sovereignty and Scope of the Dispute the Tribunal found:

In finding that the Parties each have sovereignty over various of the Islands the Tribunal stresses to them that such sovereignty is not inimical to, but rather entails, the perpetuation of the traditional fishing regime in the region. This existing regime has operated, as the evidence presented to the Tribunal amply testifies, around the Hanish and Zuqar Islands and the islands of Jabal al-Tayr and the Zubayr group. In the exercise of its sovereignty over these islands, Yemen shall ensure that the traditional fishing regime of free access and enjoyment for the fishermen of both Eritrea and Yemen shall be preserved for the benefit of the lives and livelihoods of this poor and industrious order of men.

88. Immediately after, in paragraph vi of its Dispositif, The Tribunal determined that:

the sovereignty found to lie within Yemen entails the perpetuation of the traditional fishing regime in the region, including free access and enjoyment for the fishermen of both Eritrea and Yemen.

89. Eritrea has taken the view that these findings entail the establishment of joint resource zones, which the Tribunal should delimit in its Award in the Second Stage. Eritrea, in its Prayer for Relief, also urged the Tribunal to direct the Parties to negotiate so as to achieve certain results it regards as required by paragraph 527(vi) of the Dispositif in the Award on Sovereignty, and to take certain other powers in relation thereto. To fail to do so, contended Eritrea, would be infra petita. Eritrea further contended that the final paragraph of the letter of 9 November 1998 from the President of the Tribunal to the counsel and co-agent for Eritrea left Eritrea full liberty so to submit during this Stage of the Arbitration. Some of the elements contained in Eritrea's Prayer for Relief were not pursued in oral argument; there the main plea was that the Court specify with precision what was entailed by its finding as to the traditional fishing regime and where that regime lay within the Red Sea. However, the Prayer for Relief, unamended, was said by Eritrea to represent its final submissions.

90. Yemen took the view that it was clear from paragraph 526 of the Award on Sovereignty that it was for it, Yemen, in the exercise of its sovereignty, to ensure the preservation of the traditional fishing regime; that, while the 1994 and 1998 Agreements might prove to be useful vehicles for that exercise in sovereignty, there was no question of Yemen's sovereignty having been made conditional and thus no agreement with Eritrea was necessary for the administrative measures that might relate to this regime; that the Tribunal had not made any finding that there should be joint or common resource zones; that the Tribunal's finding that Yemen's sovereignty entailed the perpetuation of the traditional fishing regime was a finding in favour of the fishermen of Eritrea and Yemen, not of the State of Eritrea; that Article 3(1) of the Agreement on Principles and Article 2(3) of the Arbitration Agreement meant that it would be ultra vires for the Tribunal to respond favourably to Eritrea's Prayer for Relief; and that the President's letter of 9 November 1998 indeed showed that the Prayer for Relief was irregular. Further, Yemen contended that there had traditionally been no significant Eritrean fishing in the vicinity of the islands.

91. The details of the positions taken by Eritrea and Yemen is recalled above at paragraphs 48-60.

92. The Tribunal recalls that it based this aspect of its Award on Sovereignty on a respect for regional legal traditions. The abundant literature on the historical realities which characterised the lives of the populations on both the eastern and western coasts was noted in the award of the Arbitral Tribunal in the First Stage of the Proceedings, paragraph 121, footnote 9 and paragraph 128, footnote 11. This well-established factual situation reflected deeply rooted common legal traditions which prevailed during several centuries among the populations of both coasts of the Red Sea, which were until the latter part of the nineteenth century under the direct or indirect rule of the Ottoman Empire. The basic Islamic concept by virtue of which all humans are "stewards of God" on earth, with an inherent right to sustain their nutritional needs through fishing from coast to coast with free access to fish on either side and to trade the surplus, remained vivid in the collective mind of Dankhalis and Yemenites alike.

93. Although the immediate beneficiaries of this legal concept were and are the fishermen themselves, it applies equally to States in their mutual relations. As a leading scholar has observed: "Islam is not merely a religion but also a political community (umma) endowed with a system of law designed both to protect the collective interest of its subjects and to regulate their relations with the outside world".(11)

94. The sovereignty that the Tribunal has awarded to Yemen over Jabal al-Tayr, the Zubayr group and the Zuqar-Hanish group is not of course a "conditional" sovereignty, but a sovereignty nevertheless that respects and embraces and is subject to the Islamic legal concepts of the region. As it has been aptly put, "in today's world, it remains true that the fundamental moralistic general principles of the Quran and the Sunna may validly be invoked for the consolidation and support of positive international law rules in their progressive development towards the goal of achieving justice and promoting the human dignity of all mankind".(12)

95. The Tribunal's Award on Sovereignty was not based on any assessment of volume, absolute or relative, of Yemeni or Eritrean fishing in the region of the islands. What was relevant was that fishermen from both of these nations had, from time immemorial, used these islands for fishing and activities related thereto. Further, the finding on the traditional fishing regime was made in the context of the Award on Sovereignty precisely because classical western territorial sovereignty would have been understood as allowing the power in the sovereign state to exclude fishermen of a different nationality from its waters. Title over Jabal al-Tayr and the Zubayr group and over the Zuqar-Hanish group was found by the Tribunal to be indeterminate until recently. Moreover, these islands lay at some distance from the mainland coasts of the Parties. Their location meant that they were put to a special use by the fishermen as way stations and as places of shelter, and not just, or perhaps even mainly, as fishing grounds. These special factors constituted a local tradition entitled to the respect and protection of the law.

96. It is clear that the Arbitration Agreement does not authorise the Tribunal to respond affirmatively to paragraphs 6 and 7 of Eritrea's Prayer for Relief. Nor, indeed, would it have been able so to do even if the arbitration had been conducted within the framework of a single stage or phase, as originally envisaged by Article 3(1) of the Agreement on Principles.

97. However, Eritrea is entitled to submit to the Tribunal that its finding as to the traditional fishing regime has implications for the delimiting of maritime boundaries in the Second Stage; and the Tribunal is at liberty to respond to such submissions.

98. Indeed, it is bound to do so, because it is not otherwise in a position to respond to the submissions made by Yemen as well as by Eritrea in this Second Stage. It cannot be the case that the division of the Arbitration into two stages meant that the Parties may continue to debate whether the substantive content of the Tribunal's findings on the traditional fishing regime has any relevance to the task of delimitation, but that the Tribunal must remain silent. Such formalism was never the objective of the agreement of both Parties to divide the Arbitration into two Stages.

99. Of course, in making its Award on Sovereignty the Tribunal did not "prefigure" or anticipate the maritime delimitation that it is now called upon to make in the Second Stage, after full pleadings by the Parties. Beyond that the Tribunal is not to be artificially constrained in what it may respond to by the procedural structures agreed for the Arbitration. The two-stage mechanism is not to be read either as forbidding Parties to make the arguments they wish, when they wish; nor as limiting their entitlement to seek to protect what they perceive as their substantive rights.

100. Article 15 of the Arbitration Agreement (the meaning of which is otherwise not readily intelligible) lends support to this view. Paragraph 2 speaks of the Arbitration Agreement as "implementing the procedural aspects" of the Agreement on Principles. And Paragraph 1 provides that:

Nothing in this Arbitration Agreement can be interpreted as being detrimental to the legal positions or to the rights of each Party with respect to the questions submitted to the Tribunal, nor can affect or prejudice the decision of the Arbitral Tribunal or the considerations and grounds on which those decisions are based.

101. As the Tribunal has indicated in its Award on Sovereignty, the traditional fishing regime around the Hanish and Zuqar Islands and the islands of Jabal al-Tayr and the Zubayr group is one of free access and enjoyment for the fishermen of both Eritrea and Yemen. It is to be preserved for their benefit. This does not mean, however, that Eritrea may not act on behalf of its nationals, whether through diplomatic contacts with Yemen or through submissions to this Tribunal. There is no reason to import into the Red Sea the western legal fiction - which is in any event losing its importance - whereby all legal rights, even those in reality held by individuals, were deemed to be those of the State. That legal fiction served the purpose of allowing diplomatic representation (where the representing State so chose) in a world in which individuals had no opportunities to advance their own rights. It was never meant to be the case however that, were a right to be held by an individual, neither the individual nor his State should have access to international redress.

102. The Tribunal accordingly now responds to the diverse submissions advanced in this Stage by the Parties, both as to the substantive content of the traditional fishing regime referred to in paragraphs 526 and 527(vi) of its Award on Sovereignty and as to any implications for its task in this stage of the Arbitration. The correct answer is indeed to be gleaned from the pages of that Award itself. Attention may in particular be drawn to paragraphs 102, 126-128, 340, 353-357 and 526.

103. The traditional fishing regime is not an entitlement in common to resources nor is it a shared right in them. Rather, it entitles both Eritrean and Yemeni fishermen to engage in artisanal fishing around the islands which, in its Award on Sovereignty, the Tribunal attributed to Yemen. This is to be understood as including diving, carried out by artisanal means, for shells and pearls. Equally, these fishermen remain entitled freely to use these islands for those purposes traditionally associated with such artisanal fishing - the use of the islands for drying fish, for way stations, for the provision of temporary shelter, and for the effecting of repairs.

104. In paragraph 1 of the Prayer for Relief, Eritrea asks the Tribunal to determine that "The Eritrean people's historic use of resources in the mid-sea islands includes guano and mineral extraction . . .". In the pleadings before the Tribunal Eritrea referred specifically in this context to guano extraction which had been licensed by Italy. Guano extraction is not to be assimilated to mineral extraction more generally. Further, as the Award on Sovereignty made clear, Eritrea's rights today are not derived from a claimed continuity from rights once held by Italy. The traditional fishing regime covers those entitlements that all the fishermen have exercised continuously through the ages. The Tribunal has received no evidence that the extraction of guano, or mineral extraction more generally, forms part of the traditional fishing regime that has existed and continues to exist today.

105. The FAO Fisheries Infrastructure Development Project Report of 1995 was a report on fishing in Eritrean waters. However, its findings on artisanal fishing would be of general application in this region. The 1995 Report makes clear that both the artisanal vessels and their gear are simple. The vessels are usually canoes fitted with small outboard engines, slightly larger vessels (9-12 m) fitted with 40-75 hp engines, or fishing sambuks with inboard engines. Dugout canoes and small rafts (ramas) are also in use.(13) Hand lines, gill nets and long lines are used. In its Report on Fishing in Eritrean waters, the FAO study states that this artisanal fishing gear, which varies according to the boat and the fish, is "simple and efficient".(14)

106. However, the term "artisanal" is not to be understood as applying in the future only to a certain type of fishing exactly as it is practised today. "Artisanal fishing" is used in contrast to "industrial fishing". It does not exclude improvements in powering the small boats, in the techniques of navigation, communication or in the techniques of fishing; but the traditional regime of fishing does not extend to large-scale commercial or industrial fishing nor to fishing by nationals of third States in the Red Sea, whether small-scale or industrial.

107. In order that the entitlements be real and not merely theoretical, the traditional regime has also recognised certain associated rights. There must be free access to and from the islands concerned - including unimpeded passage through waters in which, by virtue of its sovereignty over the islands, Yemen is entitled to exclude all third Parties or subject their presence to licence, just as it may do in respect of Eritrean industrial fishing. This free passage for artisanal fishermen has traditionally existed not only between Eritrea and the islands, but also between the islands and the Yemen coast. The entitlement to enter the relevant ports, and to sell and market the fish there, is an integral element of the traditional regime. The 1994 Memorandum of Understanding between the State of Eritrea and the Republic of Yemen for Cooperation in the Areas of Maritime Fishing, Trade, Investment, and Transportation usefully identifies the centres of fish marketing on each coast. Eritrean artisanal fisherman fishing around the islands awarded to Yemen have had free access to Maydi, Khoba, Hodeidah, Khokha and Mocha on the Yemen coast, just as Yemeni artisanal fishermen fishing around the islands have had an entitlement to unimpeded transit to and access to Assab, Tio, Dahlak and Massawa on the Eritrean coast. Nationals of the one country have an entitlement to sell on equal terms and without any discrimination in the ports of the other. Within the fishing markets themselves, the traditional non-discriminatory treatment - so far as cleaning, storing and marketing is concerned - is to be continued. The traditional recourse by artisanal fisherman to the acquil system to resolve their disputes inter se is to be also maintained and preserved.

108. Yemen and Eritrea are, of course, free to make mutually agreed regulations for the protection of this traditional fishing regime. Insofar as environmental considerations may in the future require regulation, any administrative measures impacting upon these traditional rights shall be taken by Yemen only with the agreement of Eritrea and, so far as access through Eritrean waters to Eritrean ports is concerned, vice versa.

109. The traditional fishing regime is not limited to the territorial waters of specified islands; nor are its limits to be drawn by reference to claimed past patterns of fishing. It is, as Yemen itself observes in its Answers to the Tribunal's Questions, Annex 2, page 64, a "regime that has existed for the benefit of the fishermen of both countries throughout the region". By its very nature it is not qualified by the maritime zones specified under the United Nations Convention on the Law of the Sea, the law chosen by the Parties to be applicable to this task in this Second Stage of the Arbitration. The traditional fishing regime operates throughout those waters beyond the territorial waters of each of the Parties, and also in their territorial waters and ports, to the extent and in the manner specified in paragraph 107 above.

110. Accordingly, it does not depend, either for its existence or for its protection, upon the drawing of an international boundary by this Tribunal. This much was indeed acknowledged by Yemen in its Answers to the Tribunal's Questions, when it observed that "the holdings of the Tribunal in the first Award with respect to the traditional fishing regime constitute res judicata without prejudice to the maritime boundary that the Tribunal decides on in the second stage of the proceedings" (Annex 2, page 63). Yemen informed the Tribunal that it was "fully committed to apply and implement the Award in all its aspects, including with respect to the perpetuation of the traditional fishing regime for the fishermen of both Eritrea and Yemen". Nor is the drawing of the maritime boundary conditioned by the findings, in the Award on Sovereignty, of such a regime.

111. As the Tribunal has explained above, no further joint agreement is legally necessary for the perpetuation of a regime based on mutual freedoms and an absence of unilaterally imposed conditions. However, should Eritrea and Yemen decide that the intended cooperation exemplified by the 1994 Memorandum of Understanding and the 1998 Agreement can usefully underpin the traditional regime, they may choose to use some of the possibilities within these instruments. The subject matter of the 1994 instrument has a particular pertinence. (Moreover, it is the understanding of the Tribunal that the Parties did not jointly intend to deprive fishermen of their rights under this traditional regime if they failed to submit a fishing licence to the other Party within three months from the date of the signing of the Memorandum of Understanding.)

112. The Tribunal has responded to the pleadings that both Parties have made, as they were entitled to do, in this phase of the proceedings. Its answer indicates how its Award on Sovereignty is to be understood in relation to the matters that the Parties have now raised before it.


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Notes - Chapter IV

11. Khadduri, Encyclopaedia of International Law, volume 6, page 227.

12. Encyclopaedia of International Law, volume 7, page 229.